FFP - Reference Documents - Rose Street Advisors

Reference Documents

Module 1

Fiduciary Duties and Responsibilities

Sample Acceptance of Designation Appointment

Sample Defined Benefit Pension Investment Committee Charter

Sample Investment Committee Charter

Sample Resignation from Designation

Sample Resolutions to Establish Committee

Module 2

Strategies to Help Minimize Fiduciary Liability

Sample of Investment Policy Statement

Module 3

Selecting and Monitoring Service Providers

Sample Documenting Parties in Interest

Sample Documenting Role, Consultants and Service Providers

Sample Selecting and Monitoring Auditors

Sample Selecting and Monitoring Plan Consultants

Sample Selecting and Monitoring Service Providers

Module 5

Fees & Expenses

408(b)(2) Checklist

Module 6

ERISA 404(c) Compliance

ERISA 404(a) and 404(c) Checklist

404(c) Notice and Policy Statement

Module 8

Organizing Your Fiduciary File

Organizing Your Fiduciary File – Governmental Plans

Organizing Your Fiduciary File – Checklist

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